SEC Form 4 · accession 0001140361-15-021995
KATY INDUSTRIES INC · KATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela Crigler
Director
Period of report
May 21, 2015
Accepted (ET)
May 28, 2015 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054681
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $2.53 | May 21, 2015 | A | 2,000 | A | May 21, 2015 | May 21, 2024 | Common Stock | 2,000 | 2,000 | D |