SEC Form 4 · accession 0001236304-17-000040
WESTAR ENERGY INC /KS · WR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mollie H Carter
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 5, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $5.00 | Jul 3, 2017 | A | 289 | $0.00 | A | 38,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F3 | $0.00 | Jul 3, 2017 | A | 434 | A | — | — | Common Stock | 434 | 39,440 | D |
| Stock UnitsF2,F1 | $0.00 | Jul 3, 2017 | A | 293 | A | — | — | Common Stock | 293 | 39,733 | D |
Explanation of responses
- F1Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan.
- F2Units convert into common stock on a one for one basis.
- F3Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.