SEC Form 4 · accession 0001236304-16-000102
WESTAR ENERGY INC /KS · WR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mollie H Carter
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $5.00F1 | holding | — | — | — | 36,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF4,F2,F3 | $0.00 | Oct 3, 2016 | A | 407 | A | — | — | Common Stock | 407 | 37,633 | D |
Explanation of responses
- F1Includes 243 deferred share units acquired through the reinvestment of dividend equivalents.
- F2Units convert into common stock on a one for one basis.
- F3Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.
- F4Includes 248 deferred share units acquired through the reinvestment of dividend equivalents.