SEC Form 4 · accession 0001236304-16-000072
WESTAR ENERGY INC /KS · WR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Edwards
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $5.00F2 | Jan 4, 2016 | A | 1,994 | $0.00 | A | 54,060 | D | |
| Common Stock, Par Value $5.00F3 | holding | — | — | — | 3,372 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF6,F4,F5 | $0.00 | Jan 4, 2016 | A | 751 | A | — | — | Common Stock | 751 | 44,628 | D |
Explanation of responses
- F1Deferred share units received as partial payment of retainer fees.
- F2Includes 429 shares and deferred share units acquired through the reinvestment of dividends and dividend equivalents.
- F3Includes 28 shares acquired through the reinvestment of dividends.
- F4Units convert into common stock on a one for one basis.
- F5Share units received as a partial payment of retainer and meeting fees that have been deferred pursuant to a non-employee director deferred compensation plan.
- F6Includes 365 deferred share units acquired through the reinvestment of dividend equivalents.