SEC Form 4 · accession 0001236304-16-000062
WESTAR ENERGY INC /KS · WR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg A Greenwood
Officer — SVP, Strategy
Period of report
Jan 1, 2016
Accepted (ET)
Jan 4, 2016 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $5.00F1 | Nov 12, 2015 | G | 536 | $0.00 | D | 37,019 | D | |
| Common Stock, Par Value $5.00F3 | Jan 1, 2016 | F | 3,042 | $42.6225 | D | 33,977 | D | |
| Common Stock, Par Value $5.00F3 | Jan 1, 2016 | G | 6,138 | $0.00 | D | 27,839 | D | |
| Common Stock, Par Value $5.00F5 | Jan 1, 2016 | G | 6,138 | $0.00 | A | 6,138 | I | Held by Trust |
| Common Stock, Par Value $5.00 | holding | — | — | — | 1,776 | I | 401(k) plan account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 28,190 restricted share units that are subject to forfeiture.
- F2Forfeiture of 3,042 shares for the payment of taxes upon the vesting of 9,180 restricted share units granted on 2/28/13. The grant of the restricted share units was reported at the time of grant.
- F3Includes 19,010 restricted share units that are subject to forfeiture.
- F4Shares were transferred from the reporting person to the reporting person's trust, for which he and his spouse are co-trustees and beneficiaries.
- F5Shares are held in the reporting person's trust, for which he and his spouse are co-trustees and beneficiaries.