SEC Form 4 · accession 0000054480-19-000064
KANSAS CITY SOUTHERN · KSU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D. Hancock
Officer — EVP & Chief Innovation Officer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | F | 3,314 | $111.75 | D | 23,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $82.71 | holding | — | — | — | — | Feb 18, 2026 | Common Stock | 4,648 | 4,648 | D |
| Employee Stock Option (Right to Buy)F2 | $86.89 | holding | — | — | — | — | Feb 16, 2027 | Common Stock | 6,552 | 6,552 | D |
| Employee Stock Option (Right to Buy)F2 | $105.83 | holding | — | — | — | — | Mar 5, 2028 | Common Stock | 6,355 | 6,355 | D |
Explanation of responses
- F1These options become exercisable in two equal installments beginning on the second anniversary of the date of grant.
- F2These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.