SEC Form 4 · accession 0000054480-19-000060

KANSAS CITY SOUTHERN · KSU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel & Corp. Sec.

Period of report

Feb 22, 2019

Accepted (ET)

Feb 25, 2019 · 5:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000054480

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 22, 2019	F	482	$111.75	D	3,562	D
Common Stock	holding	—	—		—	1,383	I	Held by 401(k) & P/S Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$52.62	holding	—	—	—	—	Feb 22, 2021	Common Stock	550	550	D
Employee Stock Option (Right to Buy)^F1	$66.99	holding	—	—	—	—	Feb 21, 2022	Common Stock	446	446	D
Employee Stock Option (Right to Buy)^F1	$97.77	holding	—	—	—	—	Feb 20, 2023	Common Stock	604	604	D
Employee Stock Option (Right to Buy)^F1	$94.23	holding	—	—	—	—	Feb 19, 2024	Common Stock	631	631	D
Employee Stock Option (Right to Buy)^F1	$119.35	holding	—	—	—	—	Feb 17, 2025	Common Stock	607	607	D
Employee Stock Option (Right to Buy)^F1	$82.71	holding	—	—	—	—	Feb 18, 2026	Common Stock	1,218	1,218	D
Employee Stock Option (Right to Buy)^F1	$86.89	holding	—	—	—	—	Feb 16, 2027	Common Stock	1,145	1,145	D
Employee Stock Option (Right to Buy)^F1	$105.83	holding	—	—	—	—	Mar 5, 2028	Common Stock	982	982	D

F1These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.