SEC Form 4 · accession 0000054480-18-000128

KANSAS CITY SOUTHERN · KSU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Financial Officer

Period of report

Mar 29, 2018

Accepted (ET)

Apr 2, 2018 · 6:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000054480

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 29, 2018	F	455	$107.59	D	18,549	D
Common Stock	Mar 31, 2018	F	885	$109.85	D	17,664	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)	$52.62	holding	—	—	—	Feb 23, 2014	Feb 22, 2021	Common Stock	2,316	2,316	D
Employee Stock Option (Right to Buy)^F1	$66.99	holding	—	—	—	—	Feb 21, 2022	Common Stock	3,126	3,126	D
Employee Stock Option (Right to Buy)^F2	$97.77	holding	—	—	—	—	Feb 20, 2023	Common Stock	3,666	3,666	D
Employee Stock Option (Right to Buy)^F2	$94.23	holding	—	—	—	—	Feb 19, 2024	Common Stock	3,876	3,876	D
Employee Stock Option (Right to Buy)^F2	$119.35	holding	—	—	—	—	Feb 17, 2025	Common Stock	3,726	3,726	D
Employee Stock Option (Right to Buy)^F2	$82.71	holding	—	—	—	—	Feb 18, 2026	Common Stock	6,973	6,973	D
Employee Stock Option (Right to Buy)^F2	$86.89	holding	—	—	—	—	Feb 16, 2027	Common Stock	6,552	6,552	D
Employee Stock Option (Right to Buy)^F2	$105.83	holding	—	—	—	—	Mar 5, 2028	Common Stock	6,662	6,662	D

F11,563 options became exercisable on February 22, 2014 and 1,563 options became exercisable on February 22, 2015.
F2These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.