SEC Form 4 · accession 0000054480-18-000012
KANSAS CITY SOUTHERN · KSU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Songer
Officer — EVP & COO
Period of report
Jan 5, 2018
Accepted (ET)
Jan 8, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2017 | G | 252 | $0.00 | D | 21,846 | D | |
| Common StockF1 | Jan 5, 2018 | F | 838 | $107.00 | D | 21,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $97.77 | holding | — | — | — | — | Feb 20, 2023 | Common Stock | 393 | 393 | D |
| Employee Stock Option (Right to Buy)F2 | $94.23 | holding | — | — | — | — | Feb 19, 2024 | Common Stock | 411 | 411 | D |
| Employee Stock Option (Right to Buy)F2 | $119.35 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 1,649 | 1,649 | D |
| Employee Stock Option (Right to Buy)F2 | $82.71 | holding | — | — | — | — | Feb 18, 2026 | Common Stock | 3,851 | 3,851 | D |
| Employee Stock Option (Right to Buy)F2 | $86.89 | holding | — | — | — | — | Feb 16, 2027 | Common Stock | 6,552 | 6,552 | D |
Explanation of responses
- F1Includes 106 shares acquired on December 29, 2017 through the KCS Employee Stock Purchase Plan.
- F2These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.