SEC Form 4 · accession 0000054480-17-000019
KANSAS CITY SOUTHERN · KSU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary K Stadler
Officer — SVP & Chief Accounting Officer
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | F | 101 | $85.96 | D | 6,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $66.99 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 1,167 | 1,167 | D |
| Employee Stock Option (Right to Buy)F1 | $97.77 | holding | — | — | — | — | Feb 20, 2023 | Common Stock | 955 | 955 | D |
| Employee Stock Option (Right to Buy)F1 | $94.23 | holding | — | — | — | — | Feb 19, 2024 | Common Stock | 1,018 | 1,018 | D |
| Employee Stock Option (Right to Buy)F1 | $119.35 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 976 | 976 | D |
| Employee Stock Option (Right to Buy)F1 | $82.71 | holding | — | — | — | — | Feb 18, 2026 | Common Stock | 2,350 | 2,350 | D |
Explanation of responses
- F1These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.