SEC Form 4 · accession 0000054480-17-000017
KANSAS CITY SOUTHERN · KSU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Songer
Officer — EVP & COO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | F | 99 | $85.96 | D | 23,852 | D | |
| Common StockF2 | holding | — | — | — | 1 | I | By 401(k) & P/S Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $97.77 | holding | — | — | — | — | Feb 20, 2023 | Common Stock | 393 | 393 | D |
| Employee Stock Option (Right to Buy)F3 | $94.23 | holding | — | — | — | — | Feb 19, 2024 | Common Stock | 411 | 411 | D |
| Employee Stock Option (Right to Buy)F3 | $119.35 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 1,649 | 1,649 | D |
| Employee Stock Option (Right to Buy)F3 | $82.71 | holding | — | — | — | — | Feb 18, 2026 | Common Stock | 3,851 | 3,851 | D |
Explanation of responses
- F1Includes 298 shares acquired on June 30, 2016 and 33 shares acquired on December 30, 2016 through the KCS Employee Stock Purchase Plan.
- F2Includes 0.012 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- F3These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.