SEC Form 4/A · accession 0000054480-15-000039
KANSAS CITY SOUTHERN · KSU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David L Starling
Officer — President & CEO · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 18, 2015 | A | 19,215 | $0.00 | A | 100,518 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F112,118 of these shares represent performance shares that were earned on February 18, 2015 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 27, 2015 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These shares were omitted from the reporting person's Form 4 filed on February 20, 2015.
- F2Includes 31 shares acquired on December 31, 2014 through the KCS Employee Stock Purchase Plan.