SEC Form 4 · accession 0001263955-15-000003
FURMANITE CORP · FRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Cox
Other
Period of report
Mar 2, 2015
Accepted (ET)
Apr 8, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 2, 2015 | S | 6,744 | $6.9962 | D | 512,670 | D | |
| Common stockF1 | Mar 12, 2015 | S | 46 | $6.9974 | D | 512,625 | D | |
| Common stockF1 | Mar 12, 2015 | S | 2 | $6.9974 | D | 512,622 | D | |
| Common stockF1 | Mar 12, 2015 | S | 226 | $6.9974 | D | 512,396 | D | |
| Common stockF1 | Mar 16, 2015 | S | 1,758 | $7.0619 | D | 510,638 | D | |
| Common stockF1 | Mar 19, 2015 | S | 18,225 | $7.3878 | D | 492,413 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person retired as Chief Executive Officer of Furmanite Corporation (the "Company") on December 31, 2014. All of these transactions are associated with the Reporting Person's closure of his account in the Furmanite Corporation 401(k) Savings Investment Plan, including required minimium distributions. Certain of these transactions reported herein resulted in short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended. The Reporting Person has remitted $18,431.76 to the Company, representing the profit realized in connection with the short-swing transactions.