SEC Form 4 · accession 0001263955-15-000001
FURMANITE CORP · FRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Cox
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 31, 2014 | M | 77,637 | $7.82 | A | 557,461 | D | |
| Common stock | Dec 31, 2014 | F | 21,233 | $7.82 | D | 536,228 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1 | $0.00 | Dec 31, 2014 | M | 77,637 | D | Dec 31, 2014 | Dec 31, 2014 | Common stock | 77,637 | 0 | D |
Explanation of responses
- F1On vesting date, converted 1-for-1 into shares of common stock.
Remarks
Mr. Cox retired from his position as Chief Executive Officer effective on December 31, 2014. Additionally, Mr. Cox resigned as a Director of Furmanite Corporation effective on that same date.