SEC Form 4 · accession 0000054441-15-000091
FURMANITE CORP · FRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ellsworth Milliron
Officer — Chairman, CEO and President · Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 15, 2015 | M | 3,082 | $0.00 | A | 236,454 | D | |
| Common stockF1 | May 15, 2015 | F | 842 | $8.78 | D | 235,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF2,F3 | $0.00 | May 15, 2015 | M | 3,082 | D | May 15, 2015 | May 15, 2017 | Common stock | 3,082 | 6,165 | D |
Explanation of responses
- F1Includes 47,256 shares held in the Furmanite Corporation 401(k) Savings Investment Plan, reflecting a reduction of 127 shares (exempt from reporting pursuant to Rule 16b-3(c)) from those included in the Reporting Person's Form 4 filed on March 11, 2015.
- F2Conversion price is 1-for-1.
- F3Vest 1/3 annually beginning May 15, 2015.