SEC Form 4/A · accession 0000054441-15-000085
FURMANITE CORP · FRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John K. H. Linnartz
Director
Period of report
May 6, 2015
Accepted (ET)
May 12, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 6, 2015 | A | 10,000 | $8.48 | A | 221,000 | D | |
| Common stock | holding | — | — | — | 1,100 | I | By Spouse | |
| Common stockF2 | holding | — | — | — | 1,239,000 | I | By Mustang Capital Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of these shares vest on May 6, 2018 and may not be sold as long as Mr. Linnartz is serving as a Director of the Company.
- F2The principal business of Mustang Capital Management, LLC ("Mustang Capital") is acting as the investment manager to certain managed accounts (the "Managed Accounts"). Mustang Capital beneficially owns 1,239,000 shares of Furmanite Corporation common stock, consisting of (i) 1,000 shares of common stock owned directly by Mustang Capital, all of which are held in record name, and (ii) 1,238,000 shares of common stock held in the Managed Accounts. Mustang Capital, as the investment manager of the Managed Accounts, may be deemed to beneficially own the 1,238,000 shares of common stock held in the Managed Accounts. Mr. Linnartz, as the Managing Member of Mustang Capital, may be deemed to beneficially own the 1,239,000 shares of common stock beneficially owned by Mustang Capital.
Remarks
This Form 4/A is being filed to amend and restate the Form 4 filed on May 8, 2015 to report the indirect beneficial ownership of the shares of Furmanite common stock held by Mustang Capital Management, LLC.