SEC Form 5 · accession 0001127602-19-005642
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn G Lisle
Officer — Sr VP & General Counsel
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1,F2 | holding | — | — | — | 15,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $36.29 | holding | — | — | — | — | Feb 18, 2023 | Kaman Common Stock | 3,620 | 3,620 | D |
Explanation of responses
- F1Includes the acquisition of 18.4723 shares under the Corporation's Employee Stock Purchase Plan, a Rule 16b-3 qualified plan, through 12/31/2018.
- F2Includes the acquisition of 33.8778 shares under the Dividend Reinvestment Program through 12/31/2018.
- F3Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified stock incentive plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.