SEC Form 5 · accession 0001127602-19-005631
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal J Keating
Officer — Chm, Pres & CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common Stock | holding | — | — | — | 208,039 | D | ||
| Kaman Common Stock | holding | — | — | — | 14,000 | I | Held In Investment Management Account Of An LLC Wholly Owned By Mr. Keating And His Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Kaman Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Kaman common stock.
- F2The restricted stock units vested in full on October 13, 2017. Vested shares will be delivered to the reporting person on the later of six months and one day following the reporting person's separation from service from the Company, or January 2nd of the year following such separation from service.