SEC Form 4 · accession 0001127602-18-018275
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Tedone
Officer — VP-Finance & Chief AcctngOffcr
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common Stock | May 18, 2018 | M | 912 | $33.59 | A | 18,286 | D | |
| Kaman Common Stock | May 18, 2018 | M | 4,895 | $36.29 | A | 23,181 | D | |
| Kaman Common Stock | May 18, 2018 | M | 5,200 | $39.22 | A | 28,381 | D | |
| Kaman Common StockF1 | May 18, 2018 | S | 11,007 | $72.1662 | D | 17,374 | D | |
| Kaman Common Stock | holding | — | — | — | 8 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $33.59 | May 18, 2018 | M | 912 | D | — | — | Kaman Common Stock | 912 | 0 | D |
| Stock Options (Right to Buy)F2 | $36.29 | May 18, 2018 | M | 4,895 | D | — | — | Kaman Common Stock | 4,895 | 0 | D |
| Stock Options (Right to Buy)F2 | $39.22 | May 18, 2018 | M | 5,200 | D | — | — | Kaman Common Stock | 5,200 | 1,300 | D |
Explanation of responses
- F1This figure represents the weighted average sale price for the shares sold. The range of prices was $72.08 to $72.32. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified stock incentive plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.