SEC Form 4 · accession 0001127602-18-017466
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal J Keating
Officer — Chm, Pres & CEO · Director
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1,F2,F3,F4 | May 11, 2018 | P | 2,000 | $69.529 | A | 203,763 | D | |
| Kaman Common Stock | holding | — | — | — | 14,000 | I | Held In Investment Management Account Of An LLC Wholly Owned By Mr. Keating And His Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6,F7 | — | holding | — | — | — | — | — | Kaman Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This figure represents the weighted average purchase price for the shares purchased. The range of prices was $69.5288 to $69.529. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2Includes the acquisition of 282.5348 shares under the Corporation's Employees Stock Purchase Plan, a Rule 16b-3 qualified plan, through 4/13/2018.
- F3Includes the acquisition of 56.7452 shares under the Dividend Reinvestment Program, through 4/5/2018.
- F4Includes the acquisition of approximately 108.946 shares through April 5, 2018 by the reporting person pursuant to the periodic, automatic reinvestment of dividends paid on the Corporation's common stock under a program maintained by the reporting person's brokerage firm which is similar to the Corporation's Dividend Reinvestment Plan.
- F5Each restricted stock unit represents a contingent right to receive one share of Kaman common stock.
- F6The restricted stock units vested in full on October 13, 2017, which was the date of the reporting person's 62nd birthday. Vested shares will be delivered to the reporting person on the later of six months and one day following the reporting person's separation from service from the Company, or January 2nd of the year following such separation from service.
- F7The restricted stock units vested in full on October 13, 2017, which was the date of the reporting person's 62nd birthday. Vested shares will be delivered to the reporting person on the later of six months and one day following the reporting person's separation from service from the Company, or January 2nd of the year following such separation from service.