SEC Form 4 · accession 0001127602-18-009574
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn G Lisle
Officer — Sr VP & General Counsel
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1,F2,F3 | Mar 1, 2018 | F | 86 | $0.00 | D | 15,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $36.29 | holding | — | — | — | — | Feb 18, 2023 | Kaman Common Stock | 3,620 | 3,620 | D |
Explanation of responses
- F1Represent shares withheld to satisfy the tax obligation associated with the vesting of restricted stock awards, as permitted by the 2003 Stock Incentive Plan.
- F2Includes the acquisition of 39.9297 shares under the Corporation's Employee Stock Purchase Plan, a Rule 16b-3 qualified plan, through 2/15/2018.
- F3Includes the acquisition of 12.3665 shares under the Dividend Reinvestment Program through 1/4/2018.
- F4Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified stock incentive plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.