SEC Form 4 · accession 0001127602-18-009571
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Tedone
Officer — VP-Finance & Chief AcctngOffcr
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1 | Mar 1, 2018 | F | 221 | $0.00 | D | 17,374 | D | |
| Kaman Common Stock | holding | — | — | — | 8 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $33.59 | holding | — | — | — | — | Feb 20, 2022 | Kaman Common Stock | 912 | 912 | D |
| Stock Options (Right to Buy)F2 | $36.29 | holding | — | — | — | — | Feb 18, 2023 | Kaman Common Stock | 4,895 | 4,895 | D |
| Stock Options (Right to Buy)F2 | $39.22 | holding | — | — | — | — | Feb 19, 2024 | Kaman Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the tax obligation associated with the vesting of restricted stock awards, as permitted by the Company's 2003 Stock Incentive Plan and the 2013 Management Incentive Plan.
- F2Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified stock incentive plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.