SEC Form 4 · accession 0001127602-18-007220
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alphonse J. Lariviere Jr.
Officer — Exec VP, Kaman Corp; Pres, KIT
Period of report
Feb 20, 2018
Accepted (ET)
Feb 20, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1 | Feb 20, 2018 | A | 1,900 | $0.00 | A | 18,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $62.46 | Feb 20, 2018 | A | 11,500 | A | — | Feb 20, 2028 | Kaman Common Stock | 11,500 | 11,500 | D |
| Stock Options (Right to Buy)F3 | $51.97 | holding | — | — | — | — | Feb 17, 2027 | Kaman Common Stock | 9,020 | 9,020 | D |
| Stock Options (Right to Buy)F3 | $42.86 | holding | — | — | — | — | Feb 23, 2026 | Kaman Common Stock | 8,755 | 8,755 | D |
| Stock Options (Right to Buy)F3 | $39.54 | holding | — | — | — | — | Feb 17, 2025 | Kaman Common Stock | 4,302 | 4,302 | D |
| Stock Options (Right to Buy)F3 | $39.22 | holding | — | — | — | — | Feb 19, 2024 | Kaman Common Stock | 2,264 | 2,264 | D |
| Stock Options (Right to Buy)F3 | $36.29 | holding | — | — | — | — | Feb 18, 2023 | Kaman Common Stock | 1,100 | 1,100 | D |
Explanation of responses
- F1Represents a Restricted Share Award granted under the Kaman Corporation 2013 Management Incentive Plan, a Rule 16b-3 qualified plan. Restrictions lapse at the rate of 20% per year, beginning March 1 of the year following the grant date.
- F2Represents a Non-Qualified Stock Option granted under the Kaman Corporation 2013 Management Incentive Plan, a Rule 16b-3 qualified plan. Exercisable at the rate of 20% per year, beginning March 1 of the year following the date of grant; expires ten (10) years after the date of grant. The Plan includes a feature which permits the exercise price of an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.
- F3Exercisable at the rate of 20% per year, generally beginning March 1st of the year after the grant date; expires ten (10) years after grant. All options and stock appreciation rights were issued under the Corporation's 16b-3 qualified Stock Incentive Plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.