SEC Form 5 · accession 0001127602-18-005194
KAMAN Corp · KAMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Tedone
Officer — VP-Finance & Chief AcctngOffcr
Period of report
Dec 31, 2017
Accepted (ET)
Feb 12, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000054381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Kaman Common StockF1 | Feb 17, 2017 | L | 8 | $0.00 | A | 8 | I | By Spouse |
| Kaman Common Stock | holding | — | — | — | 17,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $33.59 | holding | — | — | — | — | Feb 20, 2022 | Kaman Common Stock | 912 | 912 | D |
| Stock Options (Right to Buy)F2 | $36.29 | holding | — | — | — | — | Feb 18, 2023 | Kaman Common Stock | 4,895 | 4,895 | D |
| Stock Options (Right to Buy)F2 | $39.22 | holding | — | — | — | — | Feb 19, 2024 | Kaman Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1In-kind distribution made to reporting person's spouse upon liquidation of spouse's employer's defined benefit pension plan. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified Stock Incentive Plan, including options issued under predecessor plan. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.