SEC Form 4 · accession 0001127602-16-042877
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Bruce McDonald
Officer — Exec VP & Vice Chairman
Period of report
Feb 9, 2016
Accepted (ET)
Feb 23, 2016 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | G | 3,025 | $0.00 | D | 103,766 | D | |
| Common StockF1 | holding | — | — | — | 17,593 | I | By 401(k) Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of underlying securities is based on the stock fund balance on February 11, 2016. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 97% company stock and 3% money market fund. The stock account balance reflected in this report is based on a February 11, 2016 stock fund price of $34.21 per share.