SEC Form 4 · accession 0001127602-15-033591
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex A Molinaroli
Officer — Chairman & CEO
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2015 | D | 64,356 | $42.15 | D | 374,881 | D | |
| Common StockF3 | holding | — | — | — | 50,349 | I | by 401(k) Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units for the three-year performance period ended September 30, 2015.
- F2Includes 7147 shares acquired via dividend reinvestment on April 2, July 2, and October 2, 2013; January 6, April 2, July 2, and October 2, 2014; and January 5, April 2, July 2 and October 2, 2015 at prices ranging from $34.21 to $50.91 per share.
- F3The number of underlying securities is based on the stock fund balance on December 7, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 7, 2015, stock fund price of $42.15 per share.