SEC Form 4 · accession 0001127602-15-031964
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Voltolina
Officer — Vice President and Treasurer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | A | 21,604 | $0.00 | A | 53,654 | D | |
| Common StockF2 | holding | — | — | — | 7,181 | I | By 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance share units for the three-year performance period ended September 30, 2015.?The Compensation Committee certified the performance results on November 17, 2015. Vesting and receipt of the related shares is deferred to a future date.
- F2The number of underlying securities is based on the stock fund balance on November 18, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a November 18, 2015, stock fund price of $45.51 per share.