SEC Form 4/A · accession 0001127602-15-028907
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
R Bruce McDonald
Officer — Exec VP & Vice Chairman
Period of report
Jun 11, 2015
Accepted (ET)
Oct 8, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 72,752 | $40.21 | A | 179,543 | D | |
| Common Stock | Jun 11, 2015 | D | 72,752 | $53.3329 | D | 106,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $40.21 | Jun 11, 2015 | M | 72,752 | D | Oct 1, 2009 | Oct 1, 2017 | Common Stock | 72,752 | 47,248 | D |
Explanation of responses
- F1The Form 4 erroneously reported that Mr. McDonald exercised all 120,000 options. Instead, 72,752 options were exercised, leaving 47,248 exercisable options for this stock option grant.
- F2Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.