SEC Form 4 · accession 0001127602-15-028869
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Jackson
Officer — VP & President, BE
Period of report
Oct 7, 2015
Accepted (ET)
Oct 8, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2015 | A | 14,979 | $0.00 | A | 43,095 | D | |
| Common StockF1 | Oct 7, 2015 | A | 44,938 | $0.00 | A | 88,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $43.86 | Oct 7, 2015 | A | 49,961 | A | Oct 7, 2017 | Oct 7, 2025 | Common Stock | 49,961 | 49,961 | D |
| Employee Stock Option (Right to Buy)F2 | $50.23 | holding | — | — | — | Nov 18, 2016 | Nov 18, 2024 | Common Stock | 41,441 | 41,441 | D |
| Employee Stock Option (Right to Buy) | $28.54 | holding | — | — | — | Oct 7, 2013 | Oct 7, 2021 | Common Stock | 86,000 | 86,000 | D |
| Employee Stock Option (Right to Buy) | $27.85 | holding | — | — | — | Oct 5, 2014 | Oct 5, 2022 | Common Stock | 53,800 | 53,800 | D |
| Employee Stock Option (Right to Buy)F2 | $48.37 | holding | — | — | — | Nov 19, 2015 | Nov 19, 2023 | Common Stock | 40,952 | 40,952 | D |
Explanation of responses
- F1The balance includes 206.966 shares acquired via dividend reinvestment on January 5, April 2 and July 2, 2015 at prices ranging from $46.31 to $50.16 per share.
- F2Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.