SEC Form 4 · accession 0001127602-15-022278

JOHNSON CONTROLS INC · JCI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 1, 2015

Accepted (ET)

Jul 2, 2015 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000053669

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 1, 2015	G	370,743	$0.00	D	0	I	By Ecrehi Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units / Directors' Deferred Compensation Plan^F3,F1,F2	—	Jul 1, 2015	A	597	A	—	—	Common Stock	597	68,078	D
Phantom Stock Units/ Directors' Share Unit Plan^F5,F1,F4	—	holding	—	—	—	—	—	Common Stock	2,529	2,529	D

F1Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F2The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
F3Includes 344.854 phantom stock units acquired via dividend reinvestment on April 2, 2015 at $50.16 per phantom stock unit.
F4The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
F5Includes 13.043 phantom stock units acquired via dividend reinvestment on April 2, 2015 at $50.16 per phantom stock unit.