SEC Form 4 · accession 0001127602-15-020401
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Cadwallader
Officer — VP, Asst. Secy & Gen Counsel
Period of report
Jun 11, 2015
Accepted (ET)
Jun 11, 2015 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | S | 6,029 | $53.58 | D | 4,452 | D | |
| Common StockF2 | holding | — | — | — | 5,465 | I | By 401(k) Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The balance includes 112.779 shares acquired via dividend reinvestment on October 2, 2014, January 5, and April 2, 2015, at prices ranging from $44.12 to $49.23 per share.
- F2The number of underlying securities is based on the stock fund balance on June 10, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 10, 2015 stock fund price of $53.59 per share, and includes a company match of 510.204 shares on February 26, 2015.