SEC Form 4 · accession 0001127602-15-018118
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Bartschat
Officer — VP & Chief Procurement Officer
Period of report
May 21, 2015
Accepted (ET)
May 21, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2015 | M | 10,750 | $27.85 | A | 23,051 | D | |
| Common StockF2 | May 21, 2015 | D | 10,750 | $50.8366 | D | 12,301 | D | |
| Common Stock | holding | — | — | — | 5,942 | I | By Spouse as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $27.85 | May 21, 2015 | M | 10,750 | D | Oct 5, 2014 | Oct 5, 2022 | Common Stock | 10,750 | 10,750 | D |
Explanation of responses
- F1The balance includes 78.957 shares acquired via dividend reinvestment on January 6 and April 2, 2015, at prices ranging from $45.97 to $50.39.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.75 to $51.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.