SEC Form 4 · accession 0001127602-15-011057
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Voltolina
Officer — Vice President and Treasurer
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | S | 15,000 | $49.26 | D | 32,050 | D | |
| Common StockF1 | holding | — | — | — | 7,041 | I | By 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of underlying securities is based on the stock fund balance on March 10, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a March 10, 2015 stock fund price of $49.19 per share.