SEC Form 4 · accession 0001127602-15-001318
JOHNSON CONTROLS INC · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Williams
Officer — VP, Enterprise Ops & Enginrg
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000053669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2015 | A | 1,835 | $0.00 | A | 61,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $46.31 | Jan 5, 2015 | A | 5,931 | A | Jan 5, 2017 | Jan 5, 2025 | Common Stock | 5,931 | 5,931 | D |
Explanation of responses
- F1The balance includes 124.629 shares acquired via dividend reinvestment on January 5, 2015 at prices ranging from $45.60 to $48.07 per share.
- F2Fifty percent of the stock options vest after two years, and the remaining fifty percent vest after three years.