SEC Form 4 · accession 0001209191-19-001406
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zell
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock unitsF1,F2 | Jan 1, 2019 | A | 1,796 | $0.00 | A | 90,589 | D | |
| Common stockF3 | holding | — | — | — | 14,666 | I | By Trust | |
| Common stockF4 | holding | — | — | — | 1,449,432 | I | By Samstock/SZRT, L.L.C. | |
| Common stockF5,F6 | holding | — | — | — | 526,277 | I | By KMJZ Investments, L.L.C. | |
| Common stockF6,F7 | holding | — | — | — | 55,587 | I | By Samstock/Alpha, L.L.C. | |
| Common stockF6,F8 | holding | — | — | — | 862,147 | I | By Samstock/SIT, L.L.C. | |
| Common stockF6,F9 | holding | — | — | — | 55,588 | I | By Samstock/ZFT, L.L.C. | |
| Common stockF6,F10 | holding | — | — | — | 28,700 | I | By SZ Intervivos QTIP Trust | |
| Common stockF6,F11 | holding | — | — | — | 1,000 | I | In Trust by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.
- F10SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F11These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.
- F2Total represents all stock units.
- F3These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").
- F4Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.
- F5KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F6Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F7Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F8Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F9Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.