SEC Form 4 · accession 0001209191-18-059462
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zell
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Nov 16, 2018 | J | 675,000 | $0.00 | D | 862,147 | I | By Samstock/SIT, L.L.C. |
| Common stockF4 | holding | — | — | — | 88,793 | D | ||
| Common stockF5 | holding | — | — | — | 14,666 | I | By Trust | |
| Common stockF6 | holding | — | — | — | 1,449,432 | I | By Samstock/SZRT, L.L.C. | |
| Common stockF3,F7 | holding | — | — | — | 526,277 | I | By KMJZ Investments, L.L.C. | |
| Common stockF3,F8 | holding | — | — | — | 55,587 | I | By Samstock/Alpha, L.L.C. | |
| Common stockF3,F9 | holding | — | — | — | 55,588 | I | By Samstock/ZFT, L.L.C. | |
| Common stockF3,F10 | holding | — | — | — | 28,700 | I | By SZ Intervivos QTIP Trust | |
| Common stockF3,F11 | holding | — | — | — | 1,000 | I | In Trust by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were distributed in-kind and for no consideration by Samstock/SIT, L.L.C. to its sole member, a trust established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"), and then further to certain beneficiaries of the trust.
- F10SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F11These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.
- F2Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F3Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4Total represents all stock units.
- F5These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").
- F6Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.
- F7KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F8Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
- F9Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.