SEC Form 4 · accession 0001209191-17-019121
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Eck
Officer — President & CEO · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Mar 6, 2017 | F | 3,917 | $81.075 | D | 232,556 | D | |
| Common stockF3,F2 | Mar 6, 2017 | M | 5,000 | $69.48 | A | 237,556 | D | |
| Common stockF3,F4,F2 | Mar 6, 2017 | S | 5,000 | $80.874 | D | 232,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF5 | $69.48 | Mar 6, 2017 | M | 5,000 | D | Oct 1, 2009 | Oct 1, 2017 | Common stock | 5,000 | 9,995 | D |
Explanation of responses
- F1Number of shares being withheld by issuer for tax liabilities triggered when previously granted restricted stock units converted to shares of common stock.
- F2Includes 118,378 common stock units.
- F3The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1(c) trading plan dated February 1, 2017.
- F4This is the weighted average for sale prices ranging from $80.65 to $81.60. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- F5These options were previously reported with a balance of 12,042 options at an exercise price of $84.01. The exercise price and balance of options have been adjusted pursuant to anti-dilution provisions triggered by extraordinary cash dividends declared September 2010, April 2012 and November 2013.