SEC Form 4 · accession 0001209191-17-007402
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Grubbs
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 1, 2017 | M | 17,862 | $54.08 | A | 113,544 | D | |
| Common stockF2,F1 | Feb 1, 2017 | S | 15,467 | $83.4956 | D | 98,077 | D | |
| Common stockF3,F1 | Feb 1, 2017 | S | 1,895 | $84.3615 | D | 96,182 | D | |
| Common stockF4,F1 | Feb 1, 2017 | S | 500 | $85.50 | D | 95,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF5 | $54.08 | Feb 1, 2017 | M | 17,862 | D | Jun 30, 2008 | Mar 1, 2018 | Common stock | 17,862 | 0 | D |
Explanation of responses
- F1Includes 23,249 common stock units.
- F2This is the weighted average for sale prices ranging from $83.10 to $84.00. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- F3This is the weighted average for sale prices ranging from $84.10 to $85.00. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- F4All shares sold at the price of $85.50.
- F5This option was previously reported as covering 14,774 shares at an exercise price of $65.39. The exercise price and number of shares have been adjusted pursuant to an anti-dilution provision triggered by an extraordinary cash dividends paid October 2010, May 2012 and January 2014.