SEC Form 4 · accession 0001209191-16-154107
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Galvin
Officer — EVP - NSS
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Dec 6, 2016 | M | 5,000 | $24.33 | A | 66,747 | D | |
| Common stockF1,F3,F2 | Dec 6, 2016 | S | 5,000 | $80.007 | D | 61,747 | D | |
| Common stockF1,F2 | Dec 6, 2016 | M | 15,312 | $54.08 | A | 77,059 | D | |
| Common stockF1,F4,F2 | Dec 6, 2016 | S | 15,312 | $80.0174 | D | 61,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $24.33 | Dec 6, 2016 | M | 5,000 | D | Mar 1, 2011 | Mar 1, 2019 | Common stock | 5,000 | 10,405 | D |
| Options to purchase common stockF5 | $54.08 | Dec 6, 2016 | M | 15,312 | D | Mar 1, 2010 | Mar 1, 2018 | Common stock | 15,312 | 0 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1(c) sales plan dated May 26,2016.
- F2Includes 31,139 common stock units.
- F3This is the weighted average for sale prices ranging from $80.00 to 80.05. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- F4This is the weighted average for sale prices ranging from $80.00 to 80.10. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- F5These options were previously reported with a balance of 14,445 options at an exercise price of $57.33. The exercise price and balance of options have been adjusted pursuant to anti-dilution provisions triggered by extraordinary cash dividend paid on November 25, 2013.