SEC Form 4 · accession 0001209191-16-150027
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Galvin
Officer — EVP - NSS
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Nov 14, 2016 | M | 8,114 | $69.48 | A | 69,861 | D | |
| Common stockF1,F3,F2 | Nov 14, 2016 | S | 8,114 | $75.00 | D | 61,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF4 | $69.48 | Nov 14, 2016 | M | 8,114 | D | Oct 1, 2009 | Oct 1, 2017 | Common stock | 8,114 | 0 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1(c) sales plan dated May 26,2016.
- F2Includes 31,139 common stock units.
- F3All shares sold at the price of $75.00.
- F4These options were previously reported with a balance of 7,655 options at an exercise price of $73.65. The exercise price and balance of options have been adjusted pursuant to anti-dilution provisions triggered by extraordinary cash dividend paid on November 25, 2013.