SEC Form 4 · accession 0001140361-15-033916
ANIXTER INTERNATIONAL INC · AXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zell
Director · 10% Owner
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000052795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2,F7,F10 | Aug 27, 2015 | S | 1,850,000 | $60.5976 | D | 1,797,147 | I | See Footnotes |
| Common Stock, $1.00 par valueF1,F3 | Aug 27, 2015 | P | 1,850,000 | $60.5976 | A | 1,850,000 | I | See Footnotes |
| Common Stock, $1.00 par valueF4 | holding | — | — | — | 211,186 | D | ||
| Common Stock, $1.00 par valueF5,F7,F10 | holding | — | — | — | 55,587 | I | See Footnotes | |
| Common Stock, $1.00 par valueF6,F7,F10 | holding | — | — | — | 55,588 | I | See Footnotes | |
| Common Stock, $1.00 par valueF8,F10 | holding | — | — | — | 28,700 | I | See Footnotes | |
| Common Stock, $1.00 par valueF9,F10 | holding | — | — | — | 1,000 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Samstock/SIT, L.L.C. ("SIT") sold 1,850,000 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to Samstock/SZRT, L.L.C. ("SZRT"). Additional details on the transaction are available in the Schedule 13D filed by Samuel Zell on August 31, 2015.
- F10Samuel Zell disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein.
- F2These shares of Common Stock are beneficially owned by SIT, a Delaware limited liability company.
- F3These shares of Common Stock are beneficially owned by SZRT, a Delaware limited liability company whose sole member is the Samuel Zell Revocable Trust ("Zell Trust"). Samuel Zell is the sole trustee and beneficiary of the Zell Trust.
- F4This amount includes 70,811 Common Stock units.
- F5These shares of Common Stock are beneficially owned by Samstock/Alpha, L.L.C., a Delaware limited liability company ("Alpha").
- F6These shares of Common Stock are beneficially owned by Samstock/ZFT, L.L.C., a Delaware limited liability company ("ZFT").
- F7Each of SIT, Alpha and ZFT is indirectly owned and controlled by various trusts established for the benefit of Samuel Zell and his family (the "Trusts"). The trustee of each of the Trusts is Chai Trust Company, LLC ("Chai Trust"). Samuel Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over any shares beneficially owned by Chai Trust.
- F8These shares of Common Stock are beneficially owned by SZ Intervivos QTIP Trust, the trustee of which is Chai Trust. Samuel Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over any shares beneficially owned by Chai Trust.
- F9These shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT.