SEC Form 3/A · accession 0001225208-18-011579
AMERICAN INTERNATIONAL GROUP, INC. · AIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Duperreault
Officer — President & CEO · Director
Period of report
May 14, 2017
Accepted (ET)
Jul 10, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 17 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F2,F3 | $44.2948 | holding | — | — | — | Jan 19, 2011 | Jan 19, 2021 | Common Stock | 9 | — | D |
Explanation of responses
- F1Represents shares of AIG Common Stock held by the reporting person on May 14, 2017, which were inadvertently omitted from the reporting person's original Form 3 filing.
- F2Represents warrants held by the reporting person on May 14, 2017, which were inadvertently omitted from the reporting person's original Form 3 filing.
- F3Reflects shares underlying 9 warrants held by the reporting person on May 14, 2017. As of the close of business on March 15, 2017, the number of shares of AIG Common Stock receivable upon warrant exercise increased to 1.016 from 1.013 and the warrant exercise price was reduced to $44.2948 per share from $44.4305 per share.