SEC Form 4 · accession 0001225208-17-012583
AMERICAN INTERNATIONAL GROUP, INC. · AIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seraina Macia
Officer — Executive Vice President
Period of report
Jul 12, 2017
Accepted (ET)
Jul 13, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Restricted Stock UnitsF2,F1 | — | Jul 12, 2017 | A | 3,066 | A | — | — | Common Stock | 3,066 | 3,066 | D |
| Restricted Stock UnitF3,F1 | — | Jul 12, 2017 | A | 22,012 | A | — | — | Common Stock | 22,012 | 22,012 | D |
Explanation of responses
- F1These securities convert to AIG Common Stock on a 1 to 1 basis.
- F2The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional Restricted Stock Units.
- F3The Restricted Stock Units vest 20 percent in January 2018, 20 percent in January 2019, 40 percent in January 2020 and 20 percent in January 2021, each subject to the reporting person's continued employment through the applicable vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional Restricted Stock Units.