SEC Form 4 · accession 0001545711-19-000006
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Mergenthaler
Officer — EVP & CFO
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2019 | A | 63,848 | $22.90 | A | 241,375 | D | |
| Common StockF3,F2 | Feb 28, 2019 | F | 43,920 | $22.90 | D | 198,085 | D | |
| Common StockF4,F2 | Feb 28, 2019 | A | 36,398 | $22.90 | A | 234,483 | D | |
| Common StockF5,F6,F2 | Mar 1, 2019 | S | 49,553 | $22.95 | D | 184,930 | D | |
| Common StockF7 | holding | — | — | — | 101,933 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance based shares, awarded to Mr. Mergenthaler on February 28, 2019 after achieving specific performance goals and vesting over the 2016-2019 period.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3This is not an open market sale; rather it represents a surrender of shares to the company to satisfy withholding tax obligations.
- F4Restricted shares that will vest on February 28, 2022.
- F5Open market sale.
- F6Reflects average price of multiple sales on March 1, 2019 ranging from $22.82-$23.14. Mr. Mergenthaler undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number shares sold at each separate price.
- F7Shares are held in the B MERGENTHALER & L MERGENTHALERCO-TTEE U/A/D 12/21/2012F MERGENTHALER 2012 FAMILY GIFT TR Trust.