SEC Form 4 · accession 0001545711-18-000030
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Isor Roth
Officer — Chairman and CEO
Period of report
Oct 31, 2018
Accepted (ET)
Nov 1, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2018 | M | 117,840 | $12.935 | A | 815,395 | D | |
| Common StockF1,F3,F2 | Oct 31, 2018 | M | 117,840 | $23.1865 | D | 697,555 | D | |
| Common StockF1,F2 | Nov 1, 2018 | M | 375,026 | $12.935 | A | 1,072,581 | D | |
| Common StockF1,F4,F2 | Nov 1, 2018 | M | 375,026 | $23.0678 | D | 697,555 | D | |
| Common StockF5 | holding | — | — | — | 500,000 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $12.935 | Oct 31, 2018 | M | 117,840 | D | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 117,840 | 0 | D |
| Stock Option | $12.935 | Nov 1, 2018 | M | 375,026 | D | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 375,026 | 0 | D |
Explanation of responses
- F1Involves the exercise of a total of 492,866 options which were set to expire on February 28, 2021 and subsequent sale of the underlying shares.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Reflects average price of multiple sales on Oct 31 2018 ranging from $23.16-$23.24. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects average price of multiple sales on Nov 1 2018 ranging from $22.84-$23.40. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Shares are held in The Michael I. Roth 2015 GRAT.