SEC Form 4 · accession 0001545711-18-000027
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Isor Roth
Officer — Chairman and CEO
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 20, 2018 | M | 250,000 | $4.14 | A | 947,555 | D | |
| Common StockF1,F3,F2 | Aug 20, 2018 | M | 250,000 | $22.415 | D | 697,555 | D | |
| Common StockF1,F2 | Aug 21, 2018 | M | 250,000 | $4.14 | A | 947,555 | D | |
| Common StockF1,F4,F2 | Aug 21, 2018 | M | 250,000 | $22.6096 | D | 697,555 | D | |
| Common StockF5 | holding | — | — | — | 500,000 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.14 | Aug 20, 2018 | M | 250,000 | D | Mar 31, 2013 | Mar 31, 2019 | Common Stock | 250,000 | 0 | D |
| Stock Option | $4.14 | Aug 21, 2018 | M | 250,000 | D | Mar 31, 2013 | Mar 31, 2019 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1Involves the exercise of a total of 500,000 options which were set to expire on March 31, 2019 and subsequent sale of the underlying shares.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Reflects average price of multiple sales on August 20, 2018 ranging from $22.33-$22.54. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects average price of multiple sales on August 21, 2018 ranging from $22.36-$22.79. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Shares are held in The Michael I. Roth 2015 GRAT.