SEC Form 4 · accession 0001545711-18-000010
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Carroll
Officer — SVP, Cont & CAO
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2018 | A | 13,295 | $24.17 | A | 56,050 | D | |
| Common StockF3,F2 | Feb 27, 2018 | F | 7,212 | $24.17 | D | 48,838 | D | |
| Common StockF4,F5,F2 | Feb 28, 2018 | S | 21,000 | $23.62 | D | 27,838 | D | |
| Common StockF3,F2 | Feb 28, 2018 | F | 1,774 | $23.64 | D | 26,064 | D | |
| Common StockF6,F2 | Feb 28, 2018 | A | 8,406 | $23.64 | A | 34,524 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance based shares awarded to Mr. Carroll on Feb 27 2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- F2Includes restricted shares that are subject to forfeiture under certain circumstances.
- F3This is not an open market sale, rather it represents a surrender of shares to the company to satisfy withholding tax obligations.
- F4Open market sale
- F5Reflects average price of multiple sales on Feb 28 2018 ranging from $23.43-$23.84. Mr Carroll undertakes to provide to the Commission staff, the issuer or a security holder of the issuer full information regarding the number of share sold at each separate price.
- F6Restricted stock that will vest on Feb 28 2021.