SEC Form 4 · accession 0001545711-17-000008
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Isor Roth
Officer — Chairman and CEO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Feb 28, 2017 | A | 108,035 | $24.2975 | A | 724,021 | D | |
| Common stockF3,F2 | Feb 28, 2017 | A | 523,566 | $24.2975 | A | 1,247,587 | D | |
| Common stockF4,F2 | Feb 28, 2017 | F | 334,230 | $24.2975 | D | 913,357 | D | |
| Common stockF5,F6,F2 | Mar 1, 2017 | S | 253,562 | $24.40 | D | 659,795 | D | |
| Common stockF7 | holding | — | — | — | 500,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares that will vest on February 28, 2020.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Performance based shares, awarded to Mr. Roth on February 28, 2017 after achieving specific performance goals and vesting over the 2014-2017 period.
- F4This is not an open market sale; rather it represents the surrender of shares to the company to satisfy withholding tax obligations.
- F5Open market sale.
- F6Reflects average price of multiple sales on March 1 2017 ranging from $24.34-$24.57. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Shares are held in The Michael I Roth 2015 GRAT.