SEC Form 4 · accession 0001545711-17-000001
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Tobi Johnson
Officer — SVP of Finance & Treasurer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2017 | M | 29,743 | $9.91 | A | 82,000 | D | |
| Common StockF3,F2 | Feb 23, 2017 | S | 29,743 | $24.60 | D | 52,257 | D | |
| Common StockF4,F2 | Feb 24, 2017 | S | 668 | $24.43 | D | 51,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $9.91 | Feb 23, 2017 | M | 29,743 | D | May 30, 2012 | May 30, 2018 | Common Stock | 29,743 | 0 | D |
Explanation of responses
- F1Involves the exercise of 29,743 options which were set to expire on May 30, 2018 and subsequent sale of the underlying shares.
- F2Includes restricted shares that are subject to forfeiture under certain circumstances.
- F3Reflects averages price of multiple sales on Feb 23, 2017 ranging from $24.58-$24.62. Ms. Johnson undertakes to provide upon request by the Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Open market sale.