SEC Form 4 · accession 0001545711-16-000053
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Tobi Johnson
Officer — SVP of Finance and Treasurer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 6, 2016 | M | 35,765 | $11.70 | A | 88,022 | D | |
| Common StockF1,F3 | Sep 6, 2016 | S | 35,765 | $22.69 | D | 52,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $11.70 | Sep 6, 2016 | M | 35,765 | D | May 31, 2011 | May 31, 2017 | Common Stock | 35,765 | 0 | D |
Explanation of responses
- F1Involves the exercise of 35,765 options which were set to expire on May 31, 2017 and the subsequent sale of the underlying shares.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Reflects average price of multiple sales on September 6, 2016 ranging from $22.64-$22.72. Ms. Johnson undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.